Compliance dashboard overview
The compliance dashboard gives you a bird's-eye view of your firm's regulatory health.
What you see
- Overdue Checks: Clients with expired or missing AML checks.
- Expiring Documents: ID documents approaching their expiry date.
- Risk Distribution: A breakdown of clients by risk category.
- Recent Activity: The latest compliance actions across your firm.
Filtering
Use the filters at the top to narrow by:
- Date range
- Risk category
- Staff member responsible
- Check status
Exporting reports
Click Export to download a compliance report in PDF or CSV format. This is useful for regulatory inspections and internal audits.
Pro tip: Set up email alerts in Settings > Notifications to receive weekly compliance summaries.